Regulatory Enterprise Risk Manager
Company: BluPeak Credit Union
Location: San Diego
Posted on: October 17, 2024
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Job Description:
Regulatory Enterprise Risk Manager
US-CA-San Diego
Job ID: 2024-1709
Type: Regular Full-Time
# of Openings: 1
Category: Risk Management
Corporate Office
Overview
The Regulatory Enterprise Risk Manager plays a key role in
supporting BluPeak Credit Union enterprise-wide operational risk
and control assessment and monitoring programs performed by both
the first and second lines of defense. These programs are
maintained to ensure the identification, assessment and control of
regulatory compliance requirements, as well as operational risks
inherent in all material products, activities, processes, and
systems across the organization. The primary scope of the role
includes identifying, monitoring, and analyzing Key Risk and Key
Performance Indicators (KRI/KPIs), facilitating Risk Control Self
Assessments (RCSAs) to ensure processes are performed safely and
soundly, in compliance with regulatory requirements, and in support
of credit union goal attainment. The role will administer tracking
of action plans to mitigate risk and the risk acceptance processes.
This role help BluPeak Credit Union assess its exposure to
potential risks and make informed decisions to mitigate and manage
them
Responsibilities
This role will perform all of the listed items with suitable
supervision and will exhibit solid independent judgement and
effective problem-solving skills. --- Facilitates validation,
mapping to controls, remediation planning, tracking and reporting
of key business metrics.
--- Analyzes the Key Risk Indicators (KRIs), Key Performance
Indicators (KPIs) which helps management drive effective business
strategies and ensure compliance with rules, regulations, policies
and procedures.
--- Assist in the design and execution of RCSAs to effectively
identify existing risks and controls, and potential gaps.
--- Supports business units in developing information metrics and
reporting pathways.
--- Liaises with functional business units in producing metric data
submission and managing any applicable dependencies.
--- Performs quality control and analyzes documentation for
evidence that KRIs and KPIs are effectively measuring the intended
process/outcome. Assists business units in establishing metric
measures to assess completeness, accuracy and timeliness of the
intended process/outcome.
--- Monitors metric performance and helps identify and measure
trends.
--- Collaborates with business units to facilitate the collection
of metric data and performs an initial analysis of metric data as
directed by management.
--- Performs first line of defense data analysis, report
preparation and trend analysis, utilizing business intelligence
tools.
--- Identifies and recommends opportunities for improvement that
will strengthen the overall control environment.
--- Supports management in translating control deficiencies into
action plans.
--- Participates in initiatives and recommends opportunities for
improved efficiency, effectiveness and/or risk reduction.
--- Helps facilitate the risk acceptance process including
analysis, documentation and approvals routing.
--- Assists in conducting periodic risk and control assessments of
operational areas to identify areas of risk, according to our
established ERM Risk Framework and regulatory requirements,
including the documentation of risks, identification of risk
owners, measurement of risks, and facilitation of appropriate risk
treatment plans.
--- Performs ongoing monitoring of established business controls
and applies maturing knowledge to evaluate the effectiveness of
established business controls.
--- Contributes to the enhancement of governance practices in
alignment with risk and compliance frameworks.
--- Supports management in the gathering and delivery of documents
for regulatory examinations or related processes.---Once fully
implemented, manage daily operations of the RCSAs and KPI/KRIs with
minimal supervision---Other duties as assigned.
Qualifications
EDUCATION and/or EXPERIENCE
--- Bachelor's degree or equivalent work experience
--- Three (3) to five (5) or more years of related experience in a
financial institution or the financial industry with relevant
experience working with performance metrics, KRI/KPI reporting,
quality assurance, gap/risk analysis and/or control testing.
o Strong computer skills and willingness to learn ERM specific
software programs.
o Effective written and verbal communications, analytical, and
interpersonal skills
o Strong problem solving and critical thinking skills.
o Professional and service focused communication etiquette
o Organized, efficient, and able to prioritize work to meet
deadlines.
o Manage and administer processes with appropriate direction from
management.
o Detail oriented to generate accurate and precise results.
o Ability to work effectively with all levels of management and
staff. Must be organized, self-disciplined and detail-oriented with
the ability to manage and juggle multiple projects. Persistent and
dependable, especially in meeting deadlines; able to manage
multiple competing priorities. This position may request occasional
scheduling flexibility or afterhours. Supervisory
Responsibilities
This job does not supervise other staff but will act in a lead
capacity for various projects, initiatives, processes, and
situations. Technology Proficiency
To perform this job, the employee must possess applicable
technology skills and demonstrated expertise. Ability to use Word
for Windows, Excel, Power Point and other Microsoft Office
applications, as well as the ability to learn new applications
quickly; requires general knowledge of network and database use.
Experience with the Keystone account software and the Logicgate
software a plus. Certificates, Licenses, Registrations
Must have or be willing to obtain job related certifications.
BluPeak Credit Union is an Equal Opportunity/Affirmative Action
employer. All qualified applicants will receive consideration for
employment without regard to race, color, religion, sex including
sexual orientation and gender identity, national origin,
disability, protected Veteran Status, or any other characteristic
protected by applicable federal, state, or local law. Employment
may be contingent upon BluPeak Credit Union's receipt of an
acceptable and job-related background check, drug screen, credit
check and vaccine verification, as applicable and permissible by
law. BluPeak Credit Union is committed to the safety and wellbeing
of our employees and their families; our members and visitors; and
the community at large. In accordance with our duty to provide and
maintain a workplace that is free of known hazards, we are
requiring that employees must have received or be willing to
receive the COVID-19 vaccine. BluPeak Credit Union continues to
monitor the pandemic following CDC guidelines, federal state and
local laws. Policies continue to be adjusted as new information
emerges. BluPeak Credit Union is committed to working and provide
reasonable accommodation to applicants with physical, mental
disabilities and sincerely held religious beliefs. For more
information, contact Human Resources.PM17
Compensation details: 68000-85000 Yearly Salary
PI4ad7d23e67cd-37248-35475611
Keywords: BluPeak Credit Union, Coachella , Regulatory Enterprise Risk Manager, Executive , San Diego, California
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